About Roughton Financial Services

Roughton Financial Service, a trading style of Roughton Alliance Limited, provides a wide range of financial services to those that are regulated by the Financial Services Authority (FSA), in particular financial advisers and mortgage advisers and those that also sell non-investment insurance products and general insurance products, whether they be individuals or a company.

Based centrally on the south coast of England, Roughton Financial Services was established in 2004.  We advise small to medium firms on how to comply with their regulatory obligations.  

The compliances services we offer range from compliance advice, assistance with FSA Authorisations, onsite appraisals or the supplying of compliance documents on line.  We also assist with firm’s differing training needs; whether it be training and competence, or anti money laundering training.   Roughton Financial Services have qualified, experienced professionals to deliver a first rate service.