Welcome to Roughton Financial Services

Roughton Financial Services, a trading style of Roughton Alliance Limited provides a variety of services to firms and companies within the financial services sector and the claims management sector.

Roughton Financial Services prides itself on being able to deliver an excellent, flexible personal service to clients. As a company we are pragmatic, dynamic and progressive. Our objective is to work with our clients to help make a difference to their business, so allowing them, to focus on their clients.

RFS services

Compliance Services

Compliance Services - we work with our clients to provide 'pure compliance' support, we work in a flexible and adaptable manner to provide compliance support for independent, directly authorised advisers; that do not want to be part of a network.

We also assist Claims Management companies that are authorised by the Ministry of Justice (MoJ).

Because we understand that our clients’ businesses are always developing, changing and adapting, according to the market and regulatory requirements, Roughton Financial Services is committed to tailoring our services to support the business needs of the company that we are working with.

For more information, please click here

"Docs-on-line"

For an annual subscription of just £180.00 plus V.A.T. you get access to: -

Compliance Document Downloads
A library of over 40 high quality, easily customised compliance documents ready to download straight to your desktop.

Stay Up To Date
Written in Microsoft Office Word and Excel, these documents can be kept up to date with the Update Notification Service which will not only e-mail you whenever your document is updated but will also inform you of what the changes are.

Stay in the Loop
Keep up with changing rules and regulations with access to our Monthly Industry Newsletter.  All of the issues that affect you summarised into bite sized paragraphs.  You will be notified by e-mail as soon as it is published so you can log in and view it from anywhere. 

If you have any questions relating to any of our articles just contact us for more information and we will be happy to help.

Single Documents

Don’t want the full service?
* Purchase single documents from as little as £4.00 plus V.A.T.  All documents are priced individually.

* Update Notification Service and access to our Monthly Industry Newsletter not included.

For more information or to subscribe, please click here